Sim, James Choon Wen 沈俊文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Affiliated Managers Group (Hong Kong) Limited | RO | Dealing in securities | 2010-12-07 | 2019-04-04 |
2 | PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED | Rep | Advising on securities | 2006-05-16 | 2006-05-22 |
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