Lau, Ho Tung (SFC:ANQ023) 劉豪東
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BEAR STEARNS ASIA LIMITED | Rep | Advising on corporate finance | 2006-07-07 | 2006-10-07 |
2 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2007-06-04 | 2008-10-15 | Rep | Dealing in securities | 2007-06-04 | 2008-10-15 |
3 | Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2007-06-04 | 2008-10-15 |
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