Lam, Wai Yu (SFC:ANV167) 林慧瑜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2006-10-16 | 2010-06-18 | Rep | Dealing in securities | 2010-06-18 | 2011-01-26 |
2 | PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED | Rep | Dealing in securities | 2014-02-24 | 2015-08-10 |
3 | Principal Investment & Retirement Services Limited | Rep | Dealing in securities | 2014-07-15 | 2017-05-07 | Rep | Advising on securities | 2015-06-25 | 2017-05-07 |
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