Lee, Mandy Man Kuen 李敏娟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Brookfield Advisors (Hong Kong) Limited | Rep | Advising on securities | 2024-08-08 | Rep | Dealing in securities | 2024-08-08 |
2 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2011-11-15 | 2012-07-11 |
3 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2008-08-11 | 2009-09-18 |
4 | MACQUARIE EQUITIES (ASIA) LIMITED | Rep | Dealing in securities | 2006-09-25 | 2009-04-24 |
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