Griffiths, Graeme Derek Victor
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AllianceBernstein Hong Kong Limited | Rep | Advising on securities | 2006-10-12 | 2006-10-14 | Rep | Advising on securities | 2008-02-11 | 2008-02-15 | Rep | Advising on securities | 2008-05-07 | 2008-08-07 | Rep | Advising on securities | 2008-11-03 | 2008-11-07 | Rep | Advising on securities | 2009-02-02 | 2009-02-13 | Rep | Advising on securities | 2009-05-04 | 2009-05-08 | Rep | Advising on securities | 2009-07-24 | 2009-07-31 | Rep | Advising on securities | 2009-10-12 | 2009-10-13 | Rep | Advising on securities | 2009-10-27 | 2009-10-30 | Rep | Advising on securities | 2010-02-08 | 2010-02-11 | Rep | Advising on securities | 2010-05-10 | 2010-05-14 | Rep | Advising on securities | 2010-07-26 | 2010-07-30 | Rep | Advising on securities | 2010-10-28 | 2010-11-12 | Rep | Advising on securities | 2011-02-16 | 2011-02-18 |
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