Mok, Wing Ho 莫穎豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Core Pacific - Yamaichi Asset Management Limited | Rep | Asset management | 2023-01-06 | 2024-04-20 |
| 2 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2017-10-18 | 2024-04-20 | Rep | Advising on securities | 2021-10-04 | 2024-04-20 |
| 3 | T.F.S. Derivatives HK Limited | Rep | Dealing in securities | 2025-01-13 | 2025-05-12 |
| 4 | UCAP Securities (HK) Limited | Rep | Advising on securities | 2024-11-01 | 2024-12-31 | Rep | Asset management | 2024-11-01 | 2024-12-31 | Rep | Dealing in securities | 2024-11-01 | 2024-12-31 |
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