Brody, Richard Scott
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Eastspring Investments (Hong Kong) Limited | Rep | Advising on securities | 2007-04-17 | 2007-04-18 | Rep | Advising on securities | 2010-03-22 | 2010-04-21 | Rep | Advising on securities | 2014-02-06 | 2014-02-11 | Rep | Advising on securities | 2016-02-02 | 2016-02-03 |
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