Li, Xu (SFC:AOX949) 李旭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | China Angel Fund Management (HK) Company Limited | Rep | Advising on securities | 2011-10-24 | 2013-11-12 | RO | Asset management | 2011-10-24 | 2014-03-28 | RO | Advising on securities | 2013-11-12 | 2014-03-28 |
2 | QI YUAN ASSET MANAGEMENT (H.K.) LIMITED | Rep | Asset management | 2007-06-21 | 2011-01-28 | Rep | Advising on securities | 2010-03-02 | 2011-01-28 |
3 | RICH CAPITAL INTERNATIONAL INVESTMENT LIMITED | RO | Advising on securities | 2014-09-02 | RO | Asset management | 2014-09-02 |
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