Chi, Ginnie 池芯潁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ANGUS MOORE LIMITED | Rep | Advising on securities | 2007-08-23 | 2007-11-29 |
2 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2007-12-21 | 2008-06-26 | Rep | Dealing in securities | 2008-02-12 | 2008-06-26 |
3 | RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2011-05-18 | 2011-09-11 | Rep | Dealing in securities | 2011-05-18 | 2011-09-11 |
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