Tse, Kalvin Kahou 謝嘉豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Aberdeen International Investment Management Limited | Rep | Advising on securities | 2008-06-11 | 2009-04-30 | Rep | Dealing in securities | 2008-06-11 | 2009-04-30 |
2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2015-04-21 | 2019-09-02 |
3 | CMC Partners Limited | RO | Advising on securities | 2021-11-16 | 2024-07-31 | RO | Asset management | 2021-11-16 | 2024-07-31 | RO | Dealing in securities | 2021-11-16 | 2024-07-31 |
4 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2009-04-17 | 2009-08-28 | Rep | Dealing in securities | 2009-04-17 | 2009-08-28 |
5 | Rhine Asset Management Company Limited | Rep | Advising on securities | 2024-09-10 | 2024-10-15 | Rep | Asset management | 2024-09-10 | 2024-10-15 | Rep | Dealing in securities | 2024-09-10 | 2024-10-15 | RO | Advising on securities | 2024-10-15 | RO | Asset management | 2024-10-15 | RO | Dealing in securities | 2024-10-15 |
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