Tse, Kalvin Kahou 謝嘉豪

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Aberdeen International Investment Management Limited Rep Advising on securities 2008-06-11 2009-04-30
Rep Dealing in securities 2008-06-11 2009-04-30
2 BNP PARIBAS SECURITIES (ASIA) LIMITED Rep Advising on corporate finance 2015-04-21 2019-09-02
3 CMC Partners Limited RO Advising on securities 2021-11-16 2024-07-31
RO Asset management 2021-11-16 2024-07-31
RO Dealing in securities 2021-11-16 2024-07-31
4 Credit Suisse (Hong Kong) Limited Rep Advising on securities 2009-04-17 2009-08-28
Rep Dealing in securities 2009-04-17 2009-08-28
5 Rhine Asset Management Company Limited Rep Advising on securities 2024-09-10 2024-10-15
Rep Asset management 2024-09-10 2024-10-15
Rep Dealing in securities 2024-09-10 2024-10-15
RO Advising on securities 2024-10-15
RO Asset management 2024-10-15
RO Dealing in securities 2024-10-15

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