Ng, Wing Yin (SFC:BLT285) 吳穎賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2017-12-08 | 2018-11-11 | Rep | Dealing in securities | 2017-12-08 | 2018-11-11 |
2 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2019-02-11 | 2020-07-31 |
3 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2019-02-11 | 2020-07-31 |
4 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2019-01-16 | 2020-07-31 | Rep | Dealing in securities | 2019-01-16 | 2020-07-31 |
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