Chan, Kwok Kay (SFC:ATI426) 陳國基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2009-07-13 | 2009-10-13 |
| 2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2016-06-24 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2019-02-02 |
| 3 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-06-24 | 2019-02-02 |
| 4 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2012-03-27 | 2014-08-26 |
| 5 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2012-03-27 | 2014-08-26 |
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