Roeder, Sabine Monika
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2009-08-14 | 2009-11-14 | Rep | Dealing in securities | 2009-08-14 | 2009-11-14 | Rep | Advising on corporate finance | 2009-11-17 | 2010-02-09 | Rep | Dealing in securities | 2009-11-17 | 2010-02-09 | Rep | Advising on corporate finance | 2010-02-12 | 2010-07-24 | Rep | Dealing in securities | 2010-02-12 | 2010-07-24 |
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