Raw, Catherine Philippa (SFC:ATR488)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Advising on securities | 2009-09-15 | 2009-10-15 | Rep | Advising on securities | 2010-07-23 | 2010-08-23 | Rep | Advising on securities | 2011-07-20 | 2011-08-20 | Rep | Advising on securities | 2012-03-22 | 2012-04-22 | Rep | Dealing in securities | 2012-03-22 | 2012-04-22 | Rep | Advising on securities | 2013-09-05 | 2013-09-14 | Rep | Dealing in securities | 2013-09-05 | 2013-09-14 |
| 2 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2013-09-05 | 2013-09-14 | Rep | Dealing in securities | 2013-09-05 | 2013-09-14 |
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