Yu, Peng (SFC:ATY475) 于鵬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2011-11-02 | 2012-08-28 | Rep | Asset management | 2011-11-02 | 2012-08-28 | Rep | Advising on securities | 2014-04-29 | 2015-12-08 | Rep | Asset management | 2014-04-29 | 2015-12-08 | Rep | Dealing in securities | 2014-04-29 | 2015-12-08 |
| 2 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2009-10-19 | 2010-09-29 |
| 3 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2011-12-07 | 2012-08-28 |
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