Wright, Thomas Rowe
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | AllianceBernstein Hong Kong Limited | Rep | Advising on securities | 2009-11-02 | 2009-11-06 | Rep | Advising on securities | 2010-03-08 | 2010-03-12 | Rep | Advising on securities | 2010-07-12 | 2010-07-16 | Rep | Advising on securities | 2010-11-01 | 2010-11-05 | Rep | Advising on securities | 2011-06-27 | 2011-07-04 | Rep | Advising on securities | 2011-10-17 | 2011-10-21 |
2 | Sanford C. Bernstein (Hong Kong) Limited | Rep | Advising on securities | 2012-04-23 | 2012-04-27 |
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