Ching, Tsun Lung 程俊龍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2010-01-14 | 2010-03-31 |
| 2 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-10-23 | 2010-03-31 |
| 3 | Finex Hong Kong Limited | Rep | Advising on securities | 2023-03-07 | 2023-03-29 | Rep | Asset management | 2023-03-07 | 2023-03-29 | Rep | Dealing in securities | 2023-03-07 | 2023-03-29 | RO | Advising on securities | 2023-03-29 | 2024-11-12 | RO | Asset management | 2023-03-29 | 2024-11-12 | RO | Dealing in securities | 2023-03-29 | 2024-11-12 |
| 4 | Gain Capital - Forex.com Hong Kong Limited | Rep | Leveraged foreign exchange trading | 2013-04-05 | 2013-12-31 |
| 5 | IDS FOREX HK LIMITED | Rep | Leveraged foreign exchange trading | 2016-04-20 | 2017-06-22 |
| 6 | KGI ASIA LIMITED | Rep | Dealing in securities | 2017-07-24 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2019-02-07 |
| 7 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-07-24 | 2019-02-07 |
| 8 | LITTLE GIRL SECURITIES (INTERNATIONAL) LIMITED | RO | Advising on securities | 2024-11-15 | RO | Asset management | 2024-11-15 | RO | Dealing in securities | 2024-11-15 |
| 9 | SBI China Capital Asset Management Limited | Rep | Advising on securities | 2021-04-26 | 2021-05-04 | Rep | Asset management | 2021-04-26 | 2021-05-04 |
| 10 | SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED | Rep | Dealing in futures contracts | 2010-05-27 | 2010-07-12 |
| 11 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2010-08-05 | 2011-09-13 |
| 12 | South China Forex Limited | Rep | Leveraged foreign exchange trading | 2010-08-05 | 2011-09-13 |
| 13 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2010-08-05 | 2011-09-13 |
| 14 | SUNFUND FUND MANAGEMENT LIMITED | Rep | Asset management | 2022-02-22 | 2022-11-30 | RO | Asset management | 2022-11-30 | 2023-01-29 |
| 15 | SUNFUND SECURITIES LIMITED | Rep | Advising on securities | 2021-08-06 | 2022-11-23 | Rep | Dealing in securities | 2021-08-26 | 2022-11-23 | RO | Advising on securities | 2022-11-23 | 2023-01-29 | RO | Dealing in securities | 2022-11-23 | 2023-01-29 |
| 16 | TAIROS INVESTMENT MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2019-03-20 | 2021-04-09 | Rep | Asset management | 2019-03-20 | 2021-04-09 |
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