Zhou, Tingting (SFC:AUG803) 周婷婷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | China Integrity Investment Limited | Rep | Advising on securities | 2009-11-30 | 2009-12-22 | Rep | Asset management | 2009-11-30 | 2009-12-22 | Rep | Dealing in securities | 2009-11-30 | 2009-12-22 |
2 | Golden K2 Securities Limited | Rep | Dealing in securities | 2020-07-10 | 2023-05-10 | Rep | Advising on corporate finance | 2020-08-07 | 2021-06-17 |
3 | Maxcess Capital Limited | Rep | Advising on securities | 2020-07-10 | 2023-05-10 |
4 | Pacific Crest Partners Limited | RO | Asset management | 2024-01-08 | |
5 | SDICS International Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2017-08-21 | 2018-03-22 |
6 | SDICS International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2017-06-26 | 2020-07-07 | Rep | Advising on securities | 2018-03-22 | 2020-07-07 |
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