Kwok, Yui Fai 郭睿輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2016-06-21 | 2017-02-02 |
| 2 | FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2017-03-23 | 2018-02-03 |
| 3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-07-19 | 2011-09-02 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2011-02-09 | 2011-09-02 | Rep | Leveraged foreign exchange trading | 2011-05-26 | 2011-09-02 |
| 5 | Shacom Securities Limited | Rep | Advising on securities | 2018-12-20 | Rep | Dealing in securities | 2018-12-20 |
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