Law, Kai Chung 羅啟聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2011-02-07 | 2011-06-30 | Rep | Asset management | 2011-02-07 | 2011-06-30 |
2 | GF Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2011-11-09 | 2012-01-11 | Rep | Asset management | 2011-11-09 | 2012-01-11 |
3 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2011-11-11 | 2012-01-11 |
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