Stewart, James Herbert
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HPEF Capital Partners Limited | Rep | Advising on corporate finance | 2004-03-15 | Rep | Advising on securities | 2010-12-17 | Rep | Asset management | 2010-12-17 | RO | Asset management | 2010-12-17 | 2015-12-31 | RO | Advising on securities | 2010-12-17 | 2017-09-22 |
2 | HPEF Venture Partners Limited | RO | Advising on securities | 2015-12-07 | 2017-09-22 |
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