Lau, Shek Kei 劉碩基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2015-08-31 | |
2 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-08-31 | |
3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2011-10-06 | 2015-07-04 | Rep | Advising on futures contracts | 2012-06-06 | 2015-07-04 |
4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-10-06 | 2015-07-04 | Rep | Advising on securities | 2012-03-07 | 2015-07-04 |
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