Paton, James Ferguson (SFC:AGJ575)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | First Reserve Asia Limited | Rep | Advising on securities | 2011-10-28 | 2015-02-28 |
| 2 | Herald Energy Capital (HK) Limited | RO | Advising on securities | 2016-08-19 | 2017-03-28 | RO | Asset management | 2016-08-19 | 2017-03-28 | Rep | Advising on securities | 2017-03-28 | 2018-09-06 | Rep | Asset management | 2017-03-28 | 2018-11-19 |
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