Tam, Yat Kit 譚逸傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-01-08 | 2013-02-22 |
| 2 | DELTA ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2013-01-08 | 2013-02-22 |
| 3 | Funderstone Securities Limited | Rep | Advising on securities | 2012-01-03 | 2012-04-15 |
| 4 | Hongkong Bay Securities Limited | Rep | Dealing in securities | 2015-05-14 | 2015-09-18 |
| 5 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2018-10-08 | 2021-09-21 | Rep | Asset management | 2018-10-08 | 2021-09-21 | Rep | Dealing in securities | 2018-10-08 | 2021-09-21 |
| 6 | T. Rowe Price Hong Kong Limited | Rep | Asset management | 2021-09-24 | Rep | Dealing in securities | 2021-09-24 | Rep | Dealing in futures contracts | 2021-10-05 |
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