Kan, Alice Lai Kuen 簡麗娟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ASIA INVESTMENT MANAGEMENT LIMITED | RO | Advising on corporate finance | 2021-10-08 | RO | Advising on securities | 2021-10-08 | RO | Asset management | 2021-10-08 |
2 | ASIA INVESTMENT RESEARCH LIMITED | RO | Advising on corporate finance | 2005-03-15 | RO | Advising on securities | 2016-09-28 | RO | Asset management | 2016-09-28 |
3 | BLS Capital Limited | RO | Asset management | 2022-02-24 | |
4 | PIPER JAFFRAY ASIA LIMITED | RO | Advising on securities | 2004-02-23 | RO | Asset management | 2004-02-23 | RO | Advising on corporate finance | 2004-03-23 | RO | Dealing in securities | 2004-03-23 |
5 | VC International Asset Management Limited | RO | Asset management | 2005-09-28 | 2015-04-01 |
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