Liu, Jian (SFC:ACQ449) 劉健
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CSI Corporate Finance (HK) Limited | Rep | Asset management | 2003-12-31 | Rep | Advising on corporate finance | 2004-04-15 | Rep | Advising on securities | 2004-04-15 | RO | Advising on securities | 2004-04-15 | 2004-07-30 | RO | Advising on corporate finance | 2004-04-15 | 2009-04-09 | RO | Dealing in securities | 2007-05-08 | 2009-04-09 | RO | Advising on securities | 2007-08-01 | 2009-04-09 |
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