Hua, Ling 華玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHANGSHENG FUND MANAGEMENT (H.K.) LIMITED | Rep | Advising on securities | 2015-08-05 | 2019-11-08 | Rep | Asset management | 2015-12-07 | 2019-11-08 | RO | Advising on securities | 2019-11-08 | 2021-01-20 | RO | Asset management | 2019-11-08 | 2021-01-20 |
2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on securities | 2012-03-09 | 2015-06-12 |
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