Yu Steiner, Lingzhu 遇玲珠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2014-05-13 | 2017-02-27 | Rep | Dealing in securities | 2014-05-13 | 2017-02-27 |
| 2 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-09-29 | |
| 3 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2017-09-29 | 2020-01-21 | Rep | Dealing in securities | 2017-09-29 | 2020-01-21 | RO | Advising on securities | 2020-01-21 | RO | Dealing in securities | 2020-01-21 |
| 4 | NATIXIS ASIA LIMITED | Rep | Advising on securities | 2012-05-04 | 2014-01-10 | Rep | Dealing in securities | 2012-05-04 | 2014-01-10 |
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