Shim, Mong Thien 沈茂添
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2012-06-07 | 2012-10-24 | Rep | Advising on corporate finance | 2014-01-20 | 2016-06-17 |
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