Wong, Mary Pak Ka 王柏嘉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | China New Securities Limited | Rep | Dealing in securities | 2018-12-10 | 2019-01-22 | Rep | Advising on securities | 2019-01-22 | 2021-05-08 | Rep | Asset management | 2019-01-22 | 2021-05-08 | RO | Dealing in securities | 2019-01-22 | 2021-05-08 |
2 | Goldhorse Securities Limited | RO | Advising on securities | 2021-07-13 | 2023-07-13 | RO | Dealing in securities | 2021-07-13 | 2023-07-13 |
3 | MOUETTE SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2018-04-23 | 2018-05-17 | Rep | Advising on securities | 2018-05-15 | 2018-05-17 |
4 | SBI E2-Capital Securities Limited | Rep | Dealing in securities | 2018-06-07 | 2018-11-09 |
5 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2012-09-12 | 2017-12-22 |
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