Ngan, Chiu Chun (SFC:BAE640) 顏招駿
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2014-01-23 | 2015-08-05 |
| 2 | FIRST SHANGHAI FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-01-18 | 2018-08-14 | Rep | Advising on futures contracts | 2016-07-29 | 2018-08-14 |
| 3 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2015-08-20 | 2018-08-14 | Rep | Advising on securities | 2017-06-01 | 2018-08-14 |
| 4 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2012-10-08 | 2013-05-29 |
| 5 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2018-09-11 |
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