Leung, Ping Chuen 梁炳銓
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2024-06-06 | 2024-08-26 |
| 2 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2024-06-06 | 2024-08-26 |
| 3 | Gold Mountains Asset Management Limited | Rep | Advising on securities | 2018-07-25 | 2019-07-22 | Rep | Asset management | 2018-07-25 | 2019-07-22 |
| 4 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2019-09-02 | 2020-06-10 |
| 5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2019-08-07 | 2020-06-10 | Rep | Dealing in securities | 2019-09-02 | 2020-06-10 |
| 6 | uSmart Securities Limited | Rep | Dealing in securities | 2024-10-23 | |
| 7 | ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-09-20 | 2024-05-25 |
| 8 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2021-09-20 | 2024-05-25 | Rep | Dealing in securities | 2021-09-20 | 2024-05-25 |
| 9 | Zinvest Global Limited | Rep | Advising on securities | 2020-07-20 | 2021-07-31 | Rep | Dealing in futures contracts | 2020-07-20 | 2021-07-31 | Rep | Dealing in securities | 2020-07-20 | 2021-07-31 |
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