Chu, Ki Tat 朱其達
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-05-27 | 2018-05-17 |
2 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-05-27 | 2018-05-17 |
3 | SILVERHORN INVESTMENT ADVISORS LIMITED | Rep | Advising on securities | 2019-05-14 | 2019-08-29 | Rep | Dealing in securities | 2019-05-14 | 2019-08-29 |
4 | Topaz Financial Group Limited | Rep | Dealing in futures contracts | 2013-07-25 | 2015-06-22 | Rep | Dealing in securities | 2013-07-25 | 2015-06-22 |
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