Howell, Daniel John (SFC:AWF431)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Mikro Kapital HK Limited | RO | Advising on securities | 2023-12-18 | 2024-08-01 | RO | Dealing in securities | 2023-12-18 | 2024-08-01 |
2 | St. James's Place (Hong Kong) Limited | Rep | Advising on securities | 2019-12-17 | 2023-02-08 | Rep | Asset management | 2019-12-17 | 2023-02-08 | Rep | Dealing in securities | 2019-12-17 | 2023-02-08 |
3 | Towers Watson Investment Services Hong Kong Limited | Rep | Advising on securities | 2013-08-12 | 2014-04-13 |
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