Kawamoto, Hisae
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2018-10-05 | 2018-10-10 | Rep | Advising on securities | 2019-04-11 | 2019-04-17 | Rep | Advising on securities | 2019-08-22 | 2019-08-28 | Rep | Advising on securities | 2019-10-11 | 2019-10-16 | Rep | Advising on securities | 2023-01-06 | 2023-01-13 | Rep | Advising on securities | 2023-06-12 | 2023-06-19 |
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