Mao, Zhe (SFC:BNT074) 毛哲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2021-09-09 | 2024-05-24 | Rep | Dealing in securities | 2021-09-09 | 2024-05-24 | RO | Advising on securities | 2024-05-24 | RO | Dealing in securities | 2024-05-24 |
2 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2018-10-31 | 2020-05-11 | Rep | Dealing in securities | 2018-10-31 | 2020-05-11 |
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