Wu, Xiaoyu (SFC:BDL577) 吳效宇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCOM International Securities Limited | Rep | Advising on securities | 2014-08-04 | 2017-01-02 |
2 | CNCB (Hong Kong) Capital Limited | Rep | Advising on securities | 2022-07-12 | |
3 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2017-01-09 | 2022-06-12 |
4 | PLATINUM BROKING COMPANY LIMITED | Rep | Advising on securities | 2014-05-16 | 2014-07-16 |
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