Kim, Vincent Taeho
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | KB Securities Hong Kong Limited | Rep | Advising on securities | 2018-11-06 | 2022-03-20 | Rep | Dealing in securities | 2018-11-06 | 2022-03-20 |
2 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2014-06-18 | 2018-08-15 | Rep | Dealing in securities | 2014-06-18 | 2018-08-15 |
3 | MUFG Securities Asia Limited | Rep | Dealing in securities | 2022-03-28 |
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