Wallis, Alex Mitchell
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Kima Capital Management Limited | Rep | Asset management | 2014-08-28 | 2016-03-16 |
2 | PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED | Rep | Asset management | 2020-03-13 | 2020-07-09 |
3 | Polymer Capital Management (HK) Limited | Rep | Asset management | 2020-07-09 | 2023-03-06 |
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