Du, Yi (SFC:BEB003) 杜一
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2014-08-29 | 2015-09-07 | Rep | Dealing in securities | 2014-08-29 | 2015-09-07 |
| 2 | Pictet Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2019-10-16 | 2019-10-18 | Rep | Dealing in securities | 2022-07-11 | 2022-07-30 | Rep | Dealing in securities | 2023-04-18 | 2023-04-24 | Rep | Dealing in securities | 2024-05-24 | 2024-05-31 | Rep | Dealing in securities | 2024-10-30 | 2024-11-04 | Rep | Advising on securities | 2025-03-21 | 2025-04-11 | Rep | Dealing in securities | 2025-03-21 | 2025-04-11 |
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