Sanderson, Edward John (SFC:BEC483)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2014-09-03 | 2017-07-18 | Rep | Dealing in securities | 2014-09-03 | 2017-07-18 |
2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2014-09-03 | 2017-07-18 | Rep | Automated trading services | 2016-08-31 | 2017-07-18 |
3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2017-10-25 | 2023-12-22 |
4 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2017-10-25 | 2023-12-22 | Rep | Dealing in securities | 2017-10-25 | 2023-12-22 | Rep | Automated trading services | 2017-11-30 | 2023-12-22 |
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