Lim, Marcus Brandon 林克傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2019-07-25 | 2021-03-15 | Rep | Dealing in futures contracts | 2019-08-01 | 2021-03-15 |
2 | Sanford C. Bernstein (Hong Kong) Limited | Rep | Advising on securities | 2015-06-09 | 2019-07-05 | Rep | Dealing in securities | 2015-06-09 | 2019-07-05 |
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