Yim, Long Man 嚴朗文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2015-09-08 | 2016-01-21 | Rep | Dealing in securities | 2015-09-08 | 2016-01-21 |
2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2022-06-07 | 2024-01-23 | Rep | Advising on securities | 2022-06-07 | 2024-01-23 | Rep | Dealing in securities | 2022-06-07 | 2024-01-23 |
3 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2022-06-07 | 2024-01-23 | Rep | Advising on securities | 2022-06-07 | 2024-01-23 | Rep | Dealing in securities | 2022-06-07 | 2024-01-23 |
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