Chan, Matthew Wing Tou 陳榮滔
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2020-12-28 | 2022-12-08 | Rep | Dealing in securities | 2020-12-28 | 2022-12-08 |
2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2015-10-02 | 2015-10-09 | Rep | Dealing in securities | 2015-10-02 | 2015-10-09 | Rep | Dealing in futures contracts | 2018-06-06 | 2018-08-22 | Rep | Dealing in securities | 2018-06-06 | 2018-08-22 | Rep | Dealing in futures contracts | 2018-08-27 | 2019-09-27 | Rep | Dealing in securities | 2018-08-27 | 2019-09-27 |
3 | MIZUHO SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2023-01-19 | 2024-04-09 | RO | Advising on securities | 2024-04-09 | RO | Dealing in securities | 2024-04-09 |
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