Chen, Po Hsiu
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2022-07-07 | 2023-03-29 | Rep | Dealing in futures contracts | 2022-07-15 |
2 | Northern Trust Company of Hong Kong Limited (The) | Rep | Dealing in securities | 2020-08-13 | 2022-06-24 |
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