Li, Anqi (SFC:BGM433) 李安琪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2022-06-15 | 2023-07-18 | Rep | Advising on securities | 2022-06-15 | 2023-07-18 |
2 | CLSA LIMITED | Rep | Dealing in securities | 2022-06-15 | 2023-07-18 |
3 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2015-11-10 | 2018-07-06 | Rep | Dealing in securities | 2015-11-10 | 2018-07-06 |
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