Zhou, Yun (SFC:BGL129) 周云
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CENTRAL WEALTH ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2018-03-01 | 2019-05-01 | Rep | Asset management | 2018-04-19 | 2019-05-01 |
| 2 | CMBC SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2015-11-19 | 2016-12-08 | Rep | Dealing in securities | 2015-11-19 | 2017-08-18 | RO | Advising on securities | 2016-12-08 | 2017-08-18 |
| 3 | CTBC Asia Limited | Rep | Advising on corporate finance | 2023-05-04 | 2023-06-01 |
| 4 | Joy Rich Asset Management Company Limited | Rep | Asset management | 2021-12-20 | 2022-10-10 |
| 5 | JOY RICH SECURITIES INVESTMENT LIMITED | Rep | Advising on securities | 2021-12-20 | 2022-03-04 | RO | Advising on securities | 2022-03-04 | 2022-10-10 |
| 6 | SFUND INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2019-05-20 | 2021-06-30 | RO | Advising on securities | 2019-08-26 | 2021-06-30 |
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