Lok, Pui Yee 陸佩頤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Advising on securities | 2016-01-28 | 2017-10-02 | Rep | Dealing in securities | 2016-01-28 | 2017-10-02 | Rep | Advising on securities | 2017-10-03 | 2021-07-31 | Rep | Dealing in securities | 2017-10-03 | 2021-07-31 |
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