Chow, Lai Yan 周麗欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2016-07-18 | 2016-11-30 |
| 2 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2020-04-07 | |
| 3 | PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2020-04-07 | |
| 4 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2017-03-10 | 2020-03-27 |
| 5 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2017-03-10 | 2020-03-27 |
| 6 | WING FUNG FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-12-16 | 2017-03-01 |
| 7 | WING FUNG SECURITIES LIMITED | Rep | Dealing in securities | 2016-12-07 | 2017-03-01 |
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