Tsui, Lok Man 徐洛文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | FIL Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2021-02-17 | 2022-10-31 |
2 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2024-03-15 | 2024-08-01 | Rep | Asset management | 2024-03-15 | 2024-08-01 | Rep | Dealing in securities | 2024-03-15 | 2024-08-01 |
3 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on securities | 2024-03-15 | 2024-08-01 | Rep | Asset management | 2024-03-15 | 2024-08-01 | Rep | Dealing in securities | 2024-03-15 | 2024-08-01 |
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